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In engaging us through SFAC, we meet over a 7-month period (or more) to identify and specify the client’s goals and objectives, analyze the below topic areas for improvement, create a customized action plan, and assign responsibilities to successfully implement the financial plan. After the 6-month period, we provide the client a binder (their financial roadmap) with a complete summary detailing and summarizing our analysis, financial plan, and action steps. The client may retain our services after the 7-month period and meet with us annually, semi-annually, or every 4 months to update and revise the financial plan. We believe this is extremely important given objectives, goals, and personal finances continuously evolve, different stages of life are encountered, and the regulatory, tax, and investment landscape changes. 

Upon review of the final financial plan and if the client decides to implement the investment and risk management portions of their financial plan with us, we may engage Strategic Financial Services Corporation, our affiliated firm that assists in investment and risk management. 

Your 7-Month Financial Plan Timeline




 
 
 

Securities and advisory services offered through FSC Securities Corporation., Member FINRA/SIPC.  Additional advisory services may be offered through Strategic Financial Services Corporation, a registered investment advisor, which is not affiliated with FSC Securities.

This communication is strictly intended for individuals residing in states where the contracted representative is licensed. No offers may be made or accepted from any resident outside the specific state(s) the representative is registered. Current registered states: AZ, CA, CT, DE, FL, GA, KY, MD, NJ, NM, NY, PA, SC, TN, TX, VA, VT, WA, WI. Please contact us to determine the states in which each representative is registered.

Broadridge Investor Communication Solutions, Inc. does not provide investment, tax, or legal advice. The information presented here is not specific to any individual's personal circumstances.

To the extent that this material concerns tax matters, it is not intended or written to be used, and cannot be used, by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Each taxpayer should seek independent advice from a tax professional based on his or her individual circumstances.

These materials are provided for general information and educational purposes based upon publicly available information from sources believed to be reliable—we cannot assure the accuracy or completeness of these materials. The information in these materials may change at any time and without notice.

 


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